-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PYZyt5rTBEazy6WRBi6jOV3wN+2wVhKmnXJnwfNzCF6H6eIYX4Ose/Sq+LbPT819 xo5E8Cb+hsZ/smV2QrHelw== 0001339947-07-000048.txt : 20070207 0001339947-07-000048.hdr.sgml : 20070207 20070207161522 ACCESSION NUMBER: 0001339947-07-000048 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070207 DATE AS OF CHANGE: 20070207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWAY GAMES INC CENTRAL INDEX KEY: 0001022080 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222906244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49599 FILM NUMBER: 07588355 BUSINESS ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 BUSINESS PHONE: 7739612222 MAIL ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL AMUSEMENTS INC /MD/ CENTRAL INDEX KEY: 0000913264 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 042261332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 ELM STREET CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 6174611600 MAIL ADDRESS: STREET 1: 200 ELM STREET CITY: DEBHAM STATE: MA ZIP: 02026 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AMUSEMENTS INC DATE OF NAME CHANGE: 19931008 SC 13D/A 1 m13d-a91.txt AMEND. #91 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 91) Under the Securities Exchange Act of 1934 MIDWAY GAMES INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 598-148-104 - -------------------------------------------------------------------------------- (CUSIP Number) Sumner M. Redstone 200 Elm Street Dedham, Massachusetts 02026 Telephone: (781) 461-1600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 7, 2007 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box / /. Check the following box if a fee is being paid with this statement / /. CUSIP No. 598-148-104 Schedule 13D/A - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS S.S. or I.R.S. Identification No. of Above Person 1 SUMNER M. REDSTONE S.S. No. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) |_| (b) |_| - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- SOURCE OF FUNDS (See Instructions) 4 - -------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 5 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - -------------------------------------------------------------------------------- SOLE VOTING POWER 7 12,433,557** NUMBER OF ------------------------------------------------------- SHARES SHARED VOTING POWER BENEFICIALLY 8 OWNED BY 80,339,266* EACH ------------------------------------------------------- REPORTING SOLE DISPOSITIVE POWER PERSON 9 WITH 12,433,557** ------------------------------------------------------- SHARED DISPOSITIVE POWER 10 80,339,266* - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 80,339,266* - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) |_| - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 87.93% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (See Instructions) 14 IN - -------------------------------------------------------------------------------- * Includes shares owned by National Amusements, Inc. and shares owned by Sumco, Inc. ** Does not include 17,500 shares owned by Mr. Sumner Redstone's wife, Mrs. Paula Redstone, over which she has sole dispositive and voting power. CUSIP No. 598-148-104 Schedule 13D/A - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS S.S. or I.R.S. Identification No. of Above Person 1 NATIONAL AMUSEMENTS, INC. I.R.S. No. 04-2261332 - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) |_| (b) |_| - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- SOURCE OF FUNDS (See Instructions) 4 - -------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 5 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 Maryland - -------------------------------------------------------------------------------- SOLE VOTING POWER 7 0 NUMBER OF ------------------------------------------------------- SHARES SHARED VOTING POWER BENEFICIALLY 8 OWNED BY 67,905,709* EACH ------------------------------------------------------- REPORTING SOLE DISPOSITIVE POWER PERSON 9 WITH 0 ------------------------------------------------------- SHARED DISPOSITIVE POWER 10 67,905,709* - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 67,905,709* - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) |_| - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 74.32% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (See Instructions) 14 CO - -------------------------------------------------------------------------------- * Includes shares owned by Sumco, Inc. CUSIP No. 598-148-104 Schedule 13D/A - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 S.S. or I.R.S. Identification No. of Above Person Sumco, Inc. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) |_| (b) |_| - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- SOURCE OF FUNDS (See Instructions) 4 - -------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 5 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER 7 0 NUMBER OF ------------------------------------------------------- SHARES SHARED VOTING POWER BENEFICIALLY 8 OWNED BY 45,218,230 EACH ------------------------------------------------------- REPORTING SOLE DISPOSITIVE POWER PERSON 9 WITH 0 ------------------------------------------------------- SHARED DISPOSITIVE POWER 10 45,218,230 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 45,218,230 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) |_| - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 49.49% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (See Instructions) 14 CO - -------------------------------------------------------------------------------- Item 1. Security and Issuer. This Amendment No. 91 amends the Statement on Schedule 13D previously filed with the SEC by Mr. Sumner M. Redstone and National Amusements, Inc. ("NAI") with respect to the voting common stock, $.01 par value per share (the "Common Shares"), of Midway Games, Inc. (the "Issuer"), a Delaware corporation, with its principal executive office located at 2704 West Roscoe Street, Chicago, IL 60618. Item 3. Source and Amount of Funds or Other Considerations. The funds used by Sumco, Inc. ("Sumco') to acquire the Common Shares were general corporate funds of NAI provided indirectly to Sumco, through Serendi, Inc. ("Serendi"). Item 4. Purpose of Transaction. Item 4 is hereby amended as follows: On February 7, 2007, Mr. Sumner M. Redstone sold to Sumco and Sumco purchased from Mr. Sumner M. Redstone 12,433,557 Common Shares of Issuer at a price per share of $6.87. This transaction consolidates a greater percentage of the combined ownership of NAI and Mr. Sumner M. Redstone in the Issuer under NAI. The transactions reported on this Amendment No. 91 to the Statement on Schedule 13D do not in any way change the intentions of the Reporting Persons with respect to the Issuer. Item 5. Interest in Securities of the Issuer. (a) NAI is currently the beneficial owner, with shared dispositive and voting power of 22,687,479 Common Shares directly owned by NAI, or approximately 24.83%, of the issued and outstanding Common Shares of the Issuer (based upon the number of Common Shares that were reported by the Issuer to be issued and outstanding as of October 31, 2006). Sumco is currently the beneficial owner, with shared dispositive and voting power of 45,218,230 Common Shares, or approximately 49.49%, of the issued and outstanding Common Shares of the Issuer (based upon the number of Common Shares that were reported by the Issuer to be issued and outstanding as of October 31, 2006). As a result of its indirect stock ownership in Sumco, NAI is deemed the beneficial owner of an additional 45,218,230 Common Shares of the Issuer. Accordingly, NAIis the beneficial owner of Common Shares in the aggregate, orapproximately 74.32% of the issued and outstanding Common Shares of the Issuer. (b) Mr. Sumner M. Redstone is currently the beneficial owner, with sole dispositive and voting power, of 12,433,557 Common Shares directly owned by him, or approximately 13.61%, of the issued and outstanding Common Shares of the Issuer (based upon the number of Common Shares that were reported by Midway to be issued and outstanding as of October 31, 2006). As a result of his stock ownership in NAI Mr. Sumner M. Redstone is deemed the beneficial owner of an additional 67,905,709 Common Shares, owned by NAI and Sumco. Accordingly, Mr. Sumner M. Redstone is the beneficial owner of 80,339,266 Common Shares in the aggregate, or approximately 87.93% of the issued and outstanding Common Shares of the Issuer (based upon the number of Common Shares that were reported by the Issuer to be issued and outstanding as of October 31, 2006). (c) Transactions effected since the filing of the Statement on Schedule 13D Amendment No. 90 filed with the SEC on June 20, 2006: Date Amont Price 6/29/2006 500 7.19 6/29/2006 800 7.20 6/29/2006 700 7.21 6/29/2006 1,100 7.25 6/29/2006 100 7.27 6/29/2006 4,000 7.28 6/29/2006 2,200 7.29 6/29/2006 1,200 7.30 6/29/2006 1,300 7.33 6/29/2006 700 7.36 6/29/2006 600 7.38 6/29/2006 1,000 7.43 6/29/2006 9,500 7.44 6/29/2006 500 7.46 6/29/2006 8,800 7.49 6/29/2006 8,200 7.50 6/29/2006 6,000 7.51 6/29/2006 6,700 7.52 6/29/2006 800 7.53 6/29/2006 800 7.54 6/29/2006 500 7.57 6/30/2006 1,800 7.75 6/30/2006 600 7.87 6/30/2006 1,900 7.88 6/30/2006 1,800 7.89 6/30/2006 1,800 7.90 6/30/2006 700 7.92 6/30/2006 900 7.93 6/30/2006 1,100 7.94 6/30/2006 1,700 7.95 6/30/2006 600 7.96 6/30/2006 1,800 7.97 6/30/2006 100 7.98 6/30/2006 1,400 7.99 6/30/2006 1,100 8.00 6/30/2006 400 8.01 6/30/2006 500 8.02 6/30/2006 600 8.04 6/30/2006 2,400 8.05 6/30/2006 1,300 8.06 6/30/2006 400 8.07 6/30/2006 700 8.08 6/30/2006 400 8.09 6/30/2006 2,700 8.10 6/30/2006 700 8.11 6/30/2006 2,300 8.12 6/30/2006 5,400 8.13 6/30/2006 13,900 8.14 6/30/2006 4,500 8.15 6/30/2006 300 8.16 6/30/2006 1,000 8.17 6/30/2006 600 8.18 6/30/2006 3,600 8.20 6/30/2006 1,900 8.21 6/30/2006 800 8.23 6/30/2006 1,000 8.24 6/30/2006 400 8.25 6/30/2006 300 8.26 6/30/2006 3,100 8.27 6/30/2006 400 8.28 6/30/2006 2,000 8.30 07/03/06 1,100 8.50 07/03/06 1,200 8.71 07/03/06 300 8.75 07/03/06 600 8.76 07/03/06 800 8.80 07/03/06 200 8.86 07/03/06 400 8.87 07/03/06 2,700 8.90 07/03/06 600 8.92 07/03/06 1,300 8.93 07/03/06 900 8.94 07/03/06 2,200 8.95 07/03/06 4,700 8.98 07/03/06 5,700 8.99 07/03/06 500 9.00 07/03/06 3,700 9.01 07/03/06 1,100 9.02 07/03/06 1,500 9.03 07/03/06 1,700 9.04 07/03/06 3,500 9.05 07/03/06 2,200 9.06 07/03/06 3,900 9.07 07/03/06 400 9.08 07/03/06 1,700 9.09 07/03/06 3,100 9.10 07/03/06 700 9.12 07/03/06 100 9.15 07/03/06 4,700 9.17 07/03/06 1,300 9.18 07/03/06 2,100 9.19 07/03/06 1,700 9.20 07/03/06 1,900 9.23 07/03/06 500 9.24 07/03/06 3,800 9.25 07/03/06 1,300 9.26 07/03/06 2,900 9.27 07/03/06 2,400 9.40 07/03/06 100 9.50 07/03/06 500 9.55 07/03/06 600 9.59 7/5/2006 500 9.48 7/5/2006 300 9.58 7/5/2006 600 9.60 7/5/2006 300 9.65 7/5/2006 200 9.66 7/5/2006 1,000 9.67 7/5/2006 600 9.68 7/5/2006 600 9.70 7/5/2006 500 9.74 7/5/2006 300 9.75 7/5/2006 500 9.76 7/5/2006 100 9.81 7/5/2006 500 9.82 7/5/2006 1,000 9.84 7/5/2006 300 9.91 7/5/2006 300 9.94 7/5/2006 600 9.95 7/5/2006 1,000 9.97 7/5/2006 300 9.98 7/5/2006 900 9.99 7/5/2006 1,000 10.00 7/5/2006 600 10.01 7/5/2006 6,200 10.02 7/5/2006 2,500 10.03 7/5/2006 400 10.04 7/5/2006 2,600 10.05 7/5/2006 400 10.06 7/5/2006 400 10.07 7/5/2006 2,200 10.08 7/5/2006 1,400 10.09 7/5/2006 1,200 10.10 7/5/2006 2,100 10.12 7/5/2006 2,000 10.14 7/5/2006 700 10.15 7/5/2006 2,400 10.17 7/5/2006 3,100 10.18 7/5/2006 900 10.19 7/5/2006 4,300 10.20 7/5/2006 600 10.23 7/5/2006 1,300 10.24 7/5/2006 1,900 10.25 7/5/2006 700 10.26 7/5/2006 400 10.27 7/5/2006 400 10.29 7/5/2006 600 10.42 7/5/2006 500 10.43 7/5/2006 2,000 10.44 7/5/2006 300 10.50 7/5/2006 500 10.54 7/5/2006 1,500 10.55 7/5/2006 200 10.57 7/5/2006 500 10.58 7/5/2006 500 10.60 7/5/2006 900 10.61 7/5/2006 800 10.64 7/6/2006 300 9.92 7/6/2006 400 9.93 7/6/2006 100 9.94 7/6/2006 1,100 9.99 7/6/2006 600 10.02 7/6/2006 800 10.04 7/6/2006 100 10.05 7/6/2006 600 10.06 7/6/2006 100 10.07 7/6/2006 100 10.08 7/6/2006 500 10.09 7/6/2006 800 10.10 7/6/2006 900 10.14 7/6/2006 800 10.16 7/6/2006 200 10.35 7/6/2006 200 10.38 7/6/2006 800 10.39 7/6/2006 1,200 10.43 7/6/2006 400 10.53 7/6/2006 100 10.55 7/6/2006 400 10.56 7/6/2006 400 10.57 7/6/2006 700 10.59 7/6/2006 800 10.61 7/6/2006 500 10.62 7/6/2006 600 10.63 7/6/2006 1,600 10.64 7/6/2006 700 10.70 7/6/2006 300 10.72 7/6/2006 300 10.74 7/6/2006 1,300 10.75 7/6/2006 1,400 10.77 7/6/2006 1,300 10.78 7/6/2006 4,700 10.79 7/6/2006 4,500 10.80 7/6/2006 2,000 10.81 7/6/2006 400 10.82 7/6/2006 3,100 10.83 7/6/2006 1,600 10.85 7/6/2006 600 10.86 7/6/2006 200 10.88 7/6/2006 1,000 10.89 7/6/2006 200 10.95 7/6/2006 200 10.98 7/6/2006 300 11.01 7/6/2006 100 11.02 7/6/2006 200 11.03 7/6/2006 500 11.04 7/6/2006 100 11.07 7/6/2006 100 11.08 7/6/2006 200 11.14 7/6/2006 400 11.20 7/7/2006 500 10.40 7/7/2006 600 10.43 7/7/2006 800 10.47 7/7/2006 700 10.51 7/7/2006 200 10.53 7/7/2006 2,300 10.54 7/7/2006 1,900 10.56 7/7/2006 3,300 10.57 7/7/2006 600 10.58 7/7/2006 100 10.59 7/7/2006 300 10.60 7/7/2006 800 10.61 7/7/2006 1,600 10.62 7/7/2006 1,500 10.63 7/7/2006 300 10.64 7/7/2006 300 10.65 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. On February 7, 2007, Mr. Sumner M. Redstone sold to Sumco and Sumco purchased from Mr. Sumner M. Redstone 12,433,557 Common Shares of Issuer at a price per share of $6.87. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 7, 2007 /s/ Sumner M. Redstone ----------------------- Sumner M. Redstone, Individually NATIONAL AMUSEMENTS, INC. By: /s/ Sumner M. Redstone ---------------------- Name: Sumner M. Redstone Title: Chairman of the Board and Chief Executive Officer SUMCO, INC. By: /s/ Richard J. Sherman ---------------------- Name: Richard J. Sherman Title: Vice President EXHIBIT 1 --------- JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13D, dated April 15, 1998 (the "Schedule 13D"), with respect to the Common Stock, par value $.01 per share, of Midway Games Inc. is, and any amendments executed by us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 30th day of July, 2002. NATIONAL AMUSEMENTS, INC. By: /s/ Sumner M. Redstone ---------------------- Sumner M. Redstone Chairman and Chief Executive Officer By: /s/ Sumner M. Redstone ---------------------- Sumner M. Redstone Individually -----END PRIVACY-ENHANCED MESSAGE-----